SEC Charges Three Auditors
- Tuesday, 01 October 2013
- News
The Securities and Exchange charged filed charges against three auditors, alleging they violated federal securities laws or failed to comply with U.S. auditing standards during their audits and reviews of financial statements for publicly traded companies. Two of those involved, Malcolm L. Pollard, who is based in Erie, Pa., and Wilfred Hanson, have agreed to a settlement that bars them from practicing before the SEC.
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